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Contents

SAR

ERS-1/2 and RADARSAT Synthetic Aperture Radar (SAR) are space-borne instruments that emit electromagnetic radiation (EMR) and then record the strength and time delay of the returning signal to produce images of the ground.

Amplitude

The EMR involved can be imagined as a sine wave. Conventional SAR images are made up (as a raster) of the amplitude or ‘strength’ of the sine wave - shown in images as grey level intensity values.



Phase

When the sine wave starts to repeat itself (phase angle > 360 degrees), one cycle of phase has occurred. If we collect two separate images from exactly the same satellite position (same range), but at different times with nothing in the target area changing, one would expect the two sine waves from each image to be the same and in phase with each other (they would appear as one if at right-angles to the plane of the signal).

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Path difference and phase shift

In practice, the position of the satellite between two image acquisitions is never identical, and the corresponding difference in the path (distance between satellite and ground) means there is a difference in phase between the two signals - a phase shift.

The physical path difference can be expressed as an integer number of wavelengths plus the fraction of one wavelength. It can also be expressed as a difference in phase angle between the two signals.

Interferometry

SAR interferometry makes use of this phase information by subtracting the phase value in one image from that of the other, for the same point on the ground. This is, in effect, generating the interference between the two phase signals and is the basis of interferometry.

Fringes

The phase difference for any point on the ground will take a value ranging from zero to 360 degrees. Neighbouring ground points will yield other values of phase difference owing to changes in the path difference. For a collection of points in a given area of ground, the 360 possible degrees of phase difference can be quantised into 256 grey levels and visualised as a fringe of differing grey level intensities. An interferogram image is made up of many such fringes and is discussed in section 7; here we consider the case of a single fringe.

A fringe can be thought of as a collection of contours where each unique grey level within and along the fringe corresponds to a constant phase difference. The constant phase difference within a fringe is directly related to constant path difference. In turn, path difference is a function of ground elevation as this affects the distance to the satellite. Therefore, constant path difference can be related to constant elevation. i.e. the phase difference contours within the fringe are indeed height contours. For example, grey level 168 in the diagram above represents points on the ground at the same elevation.

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Multiple fringes

As the ground covered by the satellite in the range direction is many orders greater than one wavelength (100km for ERS), the phase cycle is repeated many times producing a series of contiguous fringes, each cycling from 0 to 255 in grey level intensity.

The spacing and shapes of the fringes depend on both the observing parameters (wavelength, geometry) and topography. If the terrain were flat, then a series of regularly spaced, parallel fringes would result (as in the diagram). Any deviation from a parallel fringe pattern can be interpreted as topographic variation as depicted overleaf in an extract from a real interferogram.

Flattening interferograms

The fringes in an interferogram are not only a result of the surface topography but also of the Earth's curvature. An interferogram is said to have been "flattened" when the fringe and phase effects due to the shape of the Earth's ellipsoid have been eliminated and only fringes due to topography remain.

Phase unwrapping

The phase value or angle (and hence phase differences in an interferogram) is not known absolutely, but is given in the range 0-360 degrees, i.e. the phase is wrapped onto a fixed range of angle of 0-360 degrees. In order to compute terrain heights and generate a DEM, the interferogram fringes have to be unwrapped, i.e. the correct multiple of 360 degrees must be added to the phase difference at each pixel. If the ground were flat, unwrapping the above interferogram would produce an image of constant grey level.

If the interferogram were representing part of a mountainside, unwrapping might produce an image of increasing grey level corresponding to increasing elevation.

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Altitude of ambiguity

The perpendicular baseline (Bperp, or across-track separation between the two satellite positions) means a difference in path to the same point on the ground as previously described.

Each complete 360 degree fringe cycle represents a specific elevation interval for all fringes across the interferogram. This interval is known as the altitude of ambiguity, delta z, and is a function of radar wavelength, satellite altitude, incidence angle and Bperp. For ERS, most of these values are constant except for Bperp so that the relationship can be reduced to:

(Where delta z and Bperp are expressed in metres).

For example, if Bperp were 10m, then the altitude of ambiguity, ?z, would be 941m. In practical terms, this means that any fringe observed in such an interferogram could be representing 941m of change in altitude or 941m of change in altitude plus any displacement that may have occurred. The graph below shows the relationship between Bperp and ?z.

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Correlation and coherence

For the interferometric process to work successfully, a degree of similarity, or correlation must exist in the surface properties between the two image acquisitions. In most parts of the world, particularly temperate regions, correlation between images will degrade with time due to changing/moving vegetation, differing climatic conditions - termed ‘temporal decorrelation’. Correlation tends to remain good in arid, desert regions where little change occurs. An output from the processing chain is a coherence image, and this represents the correlation that exists between corresponding pixels of the two images - lighter pixels showing good correlation (e.g. arid, dry land cover), and darker pixels showing bad correlation (e.g. water, changing vegetation).

Differential interferometry

As described so far, the basic use of SAR interferometry is to estimate topographic height. However, an advancement on this technique can very usefully be applied to map surface displacements such as those associated with earthquakes, landslip or subsidence. Known as differential interferometry, the method uses SAR images of different dates that might span a surface displacement event. A first interferogram is created representing topography before the event and then a second interferogram created representing topography after the event. By subtracting one interferogram from the other, fringes that relate to common topography cancel each other out, so that remaining fringes should only represent a difference in topography, i.e. a displacement.

Currently, there are two ways of performing differential interferometry:

3-pass (or double-difference method)

Three SAR images of the same scene (different times) are used in this method. One interferogram is made from the phase differences in the first and the second image, the second interferogram is made from the phase differences in the second and the third. The first interferogram is then subtracted from the second to produce a third, double-difference interferogram.

2-pass + DEM (or DEM-elimination method)

This method only employs two SAR images, thus producing just one interferogram. To perform the differencing, another interferogram has to be created, or synthesised. The synthesised interferogram is generated from an existing digital elevation model (DEM) of the area (and from precise knowledge as to the satellite position at the time of image acquisitions - orbital state vectors). The method basically reverses the process described in section 6 and derives an interferogram from elevation data. The synthesised interferogram is then subtracted from the original interferogram, thereby removing all fringes that relate to ground elevation, leaving only fringes that represent surface displacement.

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The meaning of differential fringes

The phase differences which remain as fringes in the differential interferogram are a result of range changes of any displaced point on the ground from one interferogram to the next. In the differential interferogram, each fringe is directly related to the radar wavelength (5.6cm for ERS and RADARSAT), i.e. one phase cycle.

Any surface displacement away from the satellite causes an increase in the path (and therefore phase) difference. Owing to the two-way journey of the signal from and back to the satellite, the increase in distance measured is twice the displacement in units of wavelength. In the differential interferogram a fringe cycle of phase differences (0-360 degrees or one wavelength) actually corresponds to a displacement relative to the satellite of only half the wavelength, i.e. 2.8cm.


Georeferencing

Georeferencing is the process of assigning pixels within an image (raster), with ground co-ordinates, e.g. latitude and longitude. A georeferenced image may then be transformed to match a particular map projection system where each pixel represents a specific location and distance on the ground. Before georeferencing, SAR images consist of arrays of pixels fixed into a geometry corresponding to the acquisition parameters of the satellite - the image is said to be in slant range. The act of georeferencing and transforming into a map projection puts the image into ground range. The process of georeferencing is also known as geocoding.


Authors: Ren Capes & Mark Haynes, NPA Group

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